Paperback (01 Jan 2016)
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The go-to guide to acing the Series 9 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates must have passed the Series 7 prior to taking the Series 9.
| ISBN: | 9781119112174 |
| Publisher: | John Wiley & Sons |
| Imprint: | John Wiley & Sons, Inc. |
| Pub date: | 01 Jan 2016 |
| DEWEY: | 332.632076 |
| DEWEY edition: | 23 |
| Number of pages: | 216 |
| Weight: | 604g |
| Height: | 274mm |
| Width: | 219mm |
| Spine width: | 12mm |
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