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The Role of State Securities Regulators in Protecting Investors

The Role of State Securities Regulators in Protecting Investors

Paperback (21 Nov 2019)

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Publisher's Synopsis

The role of state securities regulators in protecting investors: hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.

Book information

ISBN: 9781710058185
Publisher: Independently Published
Imprint: Independently Published
Pub date:
Language: English
Number of pages: 60
Weight: 122g
Height: 254mm
Width: 178mm
Spine width: 3mm