Publisher's Synopsis
***Ace Your Exam and Get the Results You Deserve*** Taking the FINRA Securities Industry Essentials Exam is a challenge and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our SIE Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you take the test. Thousands of satisfied customers have relied on Mometrix Flashcards to help them pass their exams, and now you can too. Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. When you study with Mometrix SIE flashcards, you'll get an in-depth review of each test section. The Knowledge of Capital Markets section includes: * Securities Exchange Commission (SEC) * Regulatory Organizations * Self-Regulatory Organizations * Financial Industry Regulatory Authority (FINRA) The Understanding Products and Their Risks section includes: * Equity Securities * Common Stock and Preferred Stock * Rights of Common Stockholders * Preemptive Rights The Understanding Trading, Customer Accounts, and Prohibited Activities section includes: * Market Orders * Buy Limit and Sell Limit Orders * Bond Credit Spread * Total Return The Overview of the Regulatory Framework section includes: * Fingerprinting * Statutory Disqualification * Filing of Misleading Information * Form U4 and Form U5 ...and much more! We believe in delivering lots of value for your money, so our flashcard system is packed with the critical information you'll need to master in order to ace your SIE exam. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. With Mometrix flashcards, you'll be able to study anywhere, whenever you have a few free minutes of time. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Using Mometrix flashcards for your SIE review incorporates repetitive methods of study to teach you how to break apart and quickly solve difficult test questions. You also get online access to SIE practice test questions, created by our Mometrix test prep team, to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. Mometrix Test Preparation has helped thousands of people achieve their education goals. Our SIE Exam Flashcard Study System can help you get the results you deserve on your SIE test too.
