Publisher's Synopsis
Introducing Series 6 Exam AudioLearn: Complete Review for the Series 6 Securities License Exam
Developed by experienced professors and technicians, this course is a valuable tool when preparing for your Series 6 exam.
The content is focused and high-yield, covering the most important topics you need to know to succeed on the test. The material is accurate, up-to-date, and broken down into bite-sized chapters. There are quizzes and key takeaways sections following each chapter to review questions commonly tested and drive home key points.
In this course, we will cover the following:
- Why the Series 6 exam is required
- The financial services regulatory environment
- What makes for a suitable recommendation
- Understanding fiduciary responsibilities
- Opening client accounts
- Record maintenance requirements
- What to expect before, during, and after taking the Series 6 exam
The last section is a complete practice test containing the top 100 questions tested on the Series 6 exam with the correct answers.
PLEASE NOTE: This is the Print book version of the course. The audio version is available on Audible.
