Publisher's Synopsis
Series 57 Exam Flashcard Study System uses repetitive methods of study to teach you how to break apart and quickly solve difficult test questions on the Securities Trader Qualification Examination. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. Series 57 Exam Flashcard Study System covers: Market Maker, Qualified Block Positioner, MPID, SEA Rule 15c3-5, Financial Risk Management Controls, Erroneous Transaction, Market Operations Review Committee, Obvious Error, Catastrophic Error, Delivery Requirements, Accrued Interest Rules, Ex-Date, Regular Way, Seller's Option, Buyer's Option, Delayed Delivery, Discretionary Order, Limit Order, Reserve Order, Pegged Order, Intermarket Sweep Order, Price to Comply Order, Directed Order, Unpriced Order, Collared Order, Supplemental Order, Normal Unit of Trading, Odd-Lot, SHEX, Order Imbalance Indicator, NASDAQ Opening/Closing Process, System Order, Anti-Internalization, System Routing Options, Financial Industry Regulatory Authority, FINRA's Fingerprinting Requirements, CHX Requirements, ISE Member Branch Office, ISE Rules, Compliance, NASDAQ, Equity Trading Permit (ETP) Holder, NYSE AMEX, Floor Broker, Proficiency Examination, Statutory Disqualification, Registered Broker, Dealer, Exchange, Regulatory Element, Commercial Honor, Gratuity, Unbundling Securities Orders, Market Maker, Permit Holder, Loss, Investigation, Violations, Disciplinary Proceeding, Summary Proceedings, Sanctions, Hearing Procedure, Central Registration Depository (CRD), Penalties, Letter of Consent, Settlement, Charge Memorandum, Answer, Arbitration, Retention, Testimony, Records Maintenance, Identification Data, Ledgers, and much more...
