Publisher's Synopsis
***Ace Your Exam and Get the Results You Deserve*** Taking the General Securities Principal Exam is a challenge and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our Series 24 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you take the test. Thousands of satisfied customers have relied on Mometrix Flashcards to help them pass their exams, and now you can too. Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. When you study with Mometrix Series 24 flashcards, you'll get an in-depth review of each test section. The Supervision of Registration of the Broker Dealer and Personnel Management Activities section includes: * FINRA By-Laws * Registration of Investment Advisers * Terminology for Article 1 of FINRA By-Laws * NASD Rules The Supervision of General Broker Dealer Activitieis section includes: * Annual Certification of Compliance and Supervisory Processes * Sales at the Market * Misleading Appearances * Fraud and Misrepresentation The Supervision of Retail and Institutional Customer Related Activities section includes: * Standards of Commerical Honor and Principles of Trade * Money Laundering * Public Communications * Misleading Sales Literature The Supervision of Trading and Market Making Activities section includes: * Front Running Policy * Trading Halts * Data Systems * Scope of the Uniform Practice Code The Supervision of Investment Banking and Research section includes: * Underwriting Compensation and Arrangements * Placements of Securities Issued by Members * Required Notifications for New Public Offerings * Conditions for Non-Reporting and Unseasoned Issuers ...and much more! We believe in delivering lots of value for your money, so our flashcard system is packed with the critical information you'll need to master in order to ace your Series 24 exam. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. With Mometrix flashcards, you'll be able to study anywhere, whenever you have a few free minutes of time. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Using Mometrix flashcards for your Series 24 review incorporates repetitive methods of study to teach you how to break apart and quickly solve difficult test questions. You also get online access to Series 24 practice test questions, created by our Mometrix test prep team, to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. Mometrix Test Preparation has helped thousands of people achieve their education goals. Our Series 24 Exam Flashcard Study System can help you get the results you deserve on your Series 24 test too.
