Mutual Fund Regulation 2nd Edition

The complexity of the laws governing mutual funds has grown almost as rapidly as this multitrillion-dollar industry. The new Mutual Fund Regulation distills and clarifies these intricate federal and state guidelines like no other book on the market today, enabling you and your clients to meet all requirements, exploit legal exemptions, and avoid liabilities. "Mutual Fund Regulation" gives you the practical, plain-English insight you need to comply quickly and easily with all the duties, obligations, restrictions, and prohibitions expressed in the Investment Company Act of 1940, Investment Advisers Act, Securities Act of 1933, and Securities Exchange Act of 1934, as well as SEC mandates, NASD conduct rules, court decisions, and state laws. Written by a team of top corporate and securities attorneys for every industry player, this book's step-by-step guidance helps you: Satisfy all prospectus disclosure and delivery requirements; Exploit safe harbors, exemptive rules, and other forms of relief; Craft solid advisory, distribution, custodian, and other types of contracts; Structure problem-free compensation arrangements; Use SEC-approved methods of valuating mutual fund shares.