Publisher's Synopsis
Ferrara on Insider Trading and The Wall illustrates the development of insider trading laws and explores how corporations, especially multi-service financial institutions, can implement compliance programs to prevent illegal activities. It explains how such firms can use measures like Chinese Walls and other procedures to ensure that employees with access to material nonpublic information do not share it with those involved in securities trading. The authors also analyze the influence of key legislative acts, such as the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act, and SEC regulations on selective disclosure and insider trading. The book includes recent case law and developments, in trading plans, and address the increasing regulatory scrutiny on hedge funds. Furthermore, it offers recommendations for companies on how to effectively deter insider trading among their employees.Updated as needed—no extra charge for updates during your subscription.
