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A Practitioner's Guide to Financial Services Investigations and Enforcement

A Practitioner's Guide to Financial Services Investigations and Enforcement - UKI Monographs

Third edition

Paperback (24 Mar 2014)

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    Publisher's Synopsis

    This is a practical resource for all firms and individuals that may find themselves the subject of, or be asked to assist in, an investigation or enforcement action. Covering procedure under the new UK financial services regulatory structure, it deals with every stage of the investigation and enforcement process, from internal investigations through to challenging decisions of the Financial Services Tribunal.

    Book information

    ISBN: 9780414027565
    Publisher: Sweet & Maxwell
    Imprint: Sweet & Maxwell
    Pub date:
    Edition: Third edition
    DEWEY: 346.4108
    DEWEY edition: 23
    Language: English
    Weight: 604g
    Height: 233mm
    Width: 157mm
    Spine width: 22mm

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